About Company
Goldman Sachs is a leading global investment banking, securities, and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. At Goldman Sachs, we are committed to client service, innovation, and integrity. Our culture is one of teamwork, inclusion, and the relentless pursuit of excellence, underpinned by a deep commitment to regulatory compliance and ethical conduct. We believe in fostering an environment where our people can grow, contribute, and make a significant impact on global finance, while upholding the highest standards of professionalism and responsibility. Joining Goldman Sachs means becoming part of a legacy of leadership and a future of innovation, where your contributions directly influence our global success and reputation.
Job Description
Goldman Sachs is seeking a highly motivated and experienced Compliance Officer to join our dynamic team in Downtown Riverside. In this critical role, you will be instrumental in upholding the firm’s steadfast commitment to regulatory compliance, ethical conduct, and risk management across various business functions. This is an unparalleled opportunity to contribute to a leading global financial institution, ensuring adherence to an ever-evolving landscape of laws, regulations, and internal policies. The Compliance Officer will be a key advisor to business units, providing guidance on complex regulatory matters, identifying potential risks, and developing robust compliance frameworks. You will work within a collaborative environment, engaging with senior leadership, legal counsel, and business partners to proactively manage compliance programs and drive a culture of integrity. We are looking for an individual with a strong analytical mind, exceptional communication skills, and a proven track record in financial services compliance. Your expertise will directly impact the firm’s ability to operate effectively and maintain its reputation for excellence. If you are passionate about regulatory compliance and eager to make a significant impact within a world-renowned organization, we encourage you to apply today and embark on a challenging yet rewarding career journey with Goldman Sachs. This role offers exposure to a broad range of financial products and services, making it an excellent platform for career growth and professional development in a crucial area of the financial industry.
Key Responsibilities
- Develop, implement, and maintain compliance policies, procedures, and controls in line with evolving regulatory requirements and internal standards.
- Provide expert advice and guidance to business units on complex regulatory issues, new product initiatives, and potential compliance risks.
- Conduct regular compliance monitoring and testing to assess the effectiveness of existing controls and identify areas for improvement.
- Investigate and resolve compliance breaches, escalating significant issues to senior management and relevant regulatory bodies as appropriate.
- Deliver comprehensive compliance training programs to employees across various departments, ensuring a thorough understanding of obligations.
- Assist in preparing for and responding to regulatory inquiries, examinations, and audits.
- Monitor regulatory developments and industry best practices to anticipate future compliance challenges and opportunities.
- Collaborate with legal, risk management, and internal audit teams to foster a cohesive and integrated risk management framework.
- Prepare detailed compliance reports for senior management and relevant committees.
Required Skills
- 5+ years of experience in regulatory compliance within the financial services industry (broker-dealer, investment banking, asset management).
- In-depth knowledge of U.S. financial regulations (e.g., SEC, FINRA, OCC, Federal Reserve rules and guidelines).
- Strong analytical and problem-solving skills, with the ability to interpret complex regulations and apply them to business operations.
- Excellent written and verbal communication skills, capable of conveying complex information clearly and concisely to diverse audiences.
- Proven ability to work independently and collaboratively in a fast-paced, dynamic environment.
- High level of integrity, ethical judgment, and a strong sense of professional responsibility.
- Bachelor's degree in Finance, Business Administration, Law, or a related field.
Preferred Qualifications
- Relevant professional certifications (e.g., CAMS, FINRA Series 7, 24, or 79).
- Master's degree or Juris Doctor (J.D.) from an accredited institution.
- Experience with compliance technology and data analytics tools.
- Familiarity with international financial regulations (e.g., MiFID II, GDPR).
Perks & Benefits
- Competitive salary and performance-based bonuses.
- Comprehensive health, dental, and vision insurance plans.
- 401(k) retirement plan with company matching contributions.
- Generous paid time off and holidays.
- Opportunities for continuous professional development and career advancement.
- Access to a wide range of employee wellness programs.
- Commuter benefits and flexible work arrangements where applicable.
- A vibrant and inclusive company culture with a focus on teamwork and innovation.
How to Apply
Interested candidates are encouraged to apply directly through the official Goldman Sachs careers portal. Please click on the application link below to submit your resume and cover letter, detailing your relevant experience and why you are the ideal candidate for this role. Only applications submitted through the provided link will be considered.