About Company
HSBC is one of the world’s largest banking and financial services organizations, serving more than 40 million customers across our global businesses. Our purpose is to open up a world of opportunity. We’re committed to building a culture where all employees are valued, respected, and heard, and where every employee has the opportunity to achieve their full potential. From our roots in Hong Kong and Shanghai to our extensive international network, we offer a dynamic environment where integrity, diversity, and collaboration are fundamental to our success. Join HSBC and make a difference to our customers, communities, and your career.
Job Description
We are seeking a highly motivated and experienced Compliance Officer to join our team in Coral Springs, Florida, with an immediate start. This pivotal role is essential in maintaining HSBC’s robust regulatory framework and ensuring adherence to all relevant laws, regulations, and internal policies within our retail and commercial banking operations. As a Compliance Officer, you will play a crucial part in safeguarding the bank’s reputation and financial integrity by proactively identifying, assessing, and mitigating compliance risks. You will act as a key advisor to business units, providing guidance on complex regulatory matters, and championing a culture of compliance throughout the organization. This position requires a proactive individual with a keen eye for detail, strong analytical capabilities, and the ability to operate effectively in a fast-paced environment. The successful candidate will contribute significantly to our commitment to ethical banking and our unwavering focus on customer trust and regulatory excellence. This is an exciting opportunity for a dedicated compliance professional to contribute to a globally recognized financial institution, impacting local operations directly.
Key Responsibilities
- Serve as the primary point of contact for compliance-related inquiries from business units in Coral Springs, Florida.
- Develop, implement, and maintain compliance policies, procedures, and internal controls in line with federal, state, and local regulations.
- Conduct regular compliance reviews, risk assessments, and monitoring activities to identify potential areas of non-compliance and recommend corrective actions.
- Provide expert advice and training to staff on various compliance topics, including anti-money laundering (AML), Bank Secrecy Act (BSA), OFAC, consumer protection, and data privacy regulations.
- Investigate and resolve compliance issues, complaints, and suspected violations, escalating significant matters to senior management as required.
- Prepare and submit regulatory reports accurately and within established deadlines.
- Stay abreast of changes in regulatory requirements and industry best practices, ensuring HSBC's policies and procedures remain current and effective.
- Collaborate with internal audit, legal, and risk management teams to foster a comprehensive compliance framework.
- Participate in the development and implementation of new products, services, and operational processes to ensure compliance by design.
Required Skills
- Minimum of 4 years of experience in a compliance, regulatory, or risk management role within the financial services industry.
- In-depth knowledge of U.S. banking laws and regulations (e.g., BSA, AML, OFAC, Fair Lending, Consumer Protection).
- Strong analytical skills with the ability to interpret complex regulations and apply them to business operations.
- Excellent written and verbal communication skills, capable of conveying complex information clearly and concisely.
- Demonstrated ability to work independently and as part of a team, managing multiple priorities effectively.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
- High level of integrity, ethical conduct, and attention to detail.
Preferred Qualifications
- Bachelor's degree in Finance, Business Administration, Law, or a related field.
- Relevant professional certifications (e.g., CAMS, CRCM, CISSP).
- Experience with compliance software and GRC platforms.
- Previous experience working in a global financial institution.
Perks & Benefits
- Comprehensive health, dental, and vision insurance plans.
- Generous paid time off (vacation, sick leave, holidays).
- 401(k) retirement plan with company match.
- Life and disability insurance.
- Employee assistance program for personal and professional support.
- Opportunities for professional development and career advancement.
- Tuition reimbursement program.
- Employee discounts on various banking products and services.
How to Apply
Interested candidates are encouraged to apply directly through the HSBC careers portal. Please click on the application link below to submit your resume and cover letter, detailing your relevant experience and why you are the ideal candidate for this role. We appreciate all applications; however, only those selected for an interview will be contacted.